RTAs carry detailed reporting and record obligations towards issuers, investors and regulators. We bring a structured, deadline-first approach, drawn from hands-on RTA experience.
Preparation and filing of recurring reports for the regulator and issuers.
Share transfer, transmission and investor record upkeep and checks.
Matching registrar records with depository data and flagging gaps.
Record date, intimation and post-action documentation.
Document readiness and responses for audits and inspections.
Filings and disclosures prepared, tracked and acknowledged.
Registrars and Share Transfer Agents, and issuers who want an independent compliance check on their RTA processes.
No. We support your team with compliance, reporting and review work, so they can focus on operations.
We maintain a compliance calendar for each client and send reminders well before every due date.
Tell us what needs filing — we reply within 1 business day.